Georgia Man Pleads Guilty to Operating Unlicensed Money Transmitting Business
2015-10-13 · Press release
Defendant Cashed Fraudulent Tax Refund Checks Totaling More than $1.3 Million
A Columbus, Georgia, resident pleaded guilty to one count of operating an unlicensed money transmitting business, Acting Assistant Attorney General Caroline D. Ciraolo of the Justice Department’s Tax Division and U.S. Attorney Michael J. Moore of the Middle District of Georgia announced today.
According to court documents, between February 2013 and March 2014, Sawan Shah, aka Sunny, 43, owned, operated and managed several money transmitting companies in the Columbus area. Shah offered check-cashing services to the public, including cashing checks that exceeded $1,000. Shah knew that he and his companies were required to be registered with Financial Crimes Enforcement Network (FinCEN) and with the state of Georgia. Neither Shah nor any of the businesses he controlled were registered with FinCEN or the state of Georgia as a money transmitting business or as a check cashier.
Several individuals approached Shah about cashing tax refund checks that were issued in the names of other individuals. Shah agreed to do so and did not require proof of identification for the individuals listed on the checks. Shah charged fees between 10 and 30 percent of the check’s worth, due to his knowledge that the checks were involved in tax fraud. In 2013 and 2014, Shah cashed approximately 567 federal tax refund checks that totaled $1,357,476.18. Those refund checks were the result of fraudulent claims for refund submitted in the names of stolen identities.
A sentencing hearing has been scheduled for Jan. 26, 2016. Shah faces a statutory maximum sentence of five years in prison. Shah agreed to a forfeiture order in the amount of $1,357,476.18.
Acting Assistant Attorney General Ciraolo and U.S. Attorney Moore commended special agents of Internal Revenue Service-Criminal Investigation and the U.S. Secret Service, who investigated the case, and Trial Attorney Michael C. Boteler of the Tax Division and Assistant U.S. Attorney Crawford L. Seals of the Middle District of Georgia, who are prosecuting the case.
Additional information about the Tax Division and its enforcement efforts against stolen identity tax refund fraud may be found on the division’s website.
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- https://www.justice.gov/archives/opa/pr/georgia-man-pleads-guilty-operating-unlicensed-money-transmitting-business
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| participant_id | name | role | title | organization | location | age | nationality | status |
|---|---|---|---|---|---|---|---|---|
| 2645 | Sawan Shah | defendant | Columbus, Georgia | 43 | pleaded guilty | |||
| 2646 | Caroline D. Ciraolo | government official | Acting Assistant Attorney General | Justice Department’s Tax Division | ||||
| 2647 | Michael J. Moore | government official | U.S. Attorney | Middle District of Georgia | Georgia | |||
| 2648 | Michael C. Boteler | prosecutor | Trial Attorney | Tax Division | ||||
| 2649 | Crawford L. Seals | prosecutor | Assistant U.S. Attorney | Middle District of Georgia | Georgia |
| agency_id | agency_name | abbreviation | role | office_location | agents_mentioned | contribution |
|---|---|---|---|---|---|---|
| 1698 | Tax Division | prosecution | prosecuting the case | |||
| 1699 | U.S. Attorney's Office | prosecution | Middle District of Georgia | prosecuting the case | ||
| 1700 | Internal Revenue Service Criminal Investigation | IRS-CI | investigation | investigated the case | ||
| 1701 | U.S. Secret Service | investigation | investigated the case |
| charge_id | charge_description | statute | severity | max_penalty | fine_amount | defendant | status | participant_id | cl_docket_id | count_num | is_1960 | verified_1960 | source | updated_at |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1381 | Operating an unlicensed money transmitting business | five years in prison | Sawan Shah | pleaded guilty | 1 | enrichment | 2026-09-16T19:46:00+00:00 | |||||||
| 3441 | operating an unlicensed money transmitting business, Acting Assistant Attorney General Caroline D | 1 | press | 2026-09-16T19:46:00+00:00 | ||||||||||
| 3442 | unlicensed money transmitting business, Acting Assistant Attorney General Caro | 1 | press | 2026-09-16T19:46:00+00:00 |
| fin_id | action_type | amount | currency | description | asset_type | defendant | status |
|---|---|---|---|---|---|---|---|
| 1350 | forfeiture | $1,357,476.18 | USD | Fraudulent tax refund checks | cash | Sawan Shah | ordered |
| victim_id | victim_type | description | number_affected | loss_amount | geographic_scope | vulnerability_factors | impact_description |
|---|---|---|---|---|---|---|---|
| 688 | individual | taxpayers | 567 | 1357476.18 | Columbus, Georgia | stolen identities | fraudulent tax refund claims |
| quote_id | quote_text | speaker_name | speaker_title | speaker_organization | quote_type | context | significance |
|---|---|---|---|---|---|---|---|
| 2968 | Shah faces a statutory maximum sentence of five years in prison. | statement | Sentencing details | Indicates the potential legal consequences for Shah's actions. |
| theme_id | theme_name | description | significance | related_statutes | geographic_scope | temporal_aspects | stakeholders |
|---|---|---|---|---|---|---|---|
| 1924 | Unlicensed Money Transmitting Business | Defendant operated money transmitting businesses without proper registration with FinCEN and the state of Georgia. | Violated federal and state regulations, enabling fraudulent financial activities. | Local | Historical trend (2013-2014) | Law enforcement, FinCEN, state authorities, victims | |
| 1925 | Tax Fraud | Cashing fraudulent tax refund checks issued under stolen identities to deprive the government of funds. | Central to the scheme, involving misuse of tax refund systems. | National | Historical trend (2013-2014) | IRS, victims, defendant | |
| 1926 | Identity Theft | Use of stolen identities to obtain fraudulent tax refund checks. | Facilitated the tax fraud and financial crimes. | National | Victims, law enforcement | ||
| 1927 | Forfeiture and Sentencing | Defendant faces prison time and forfeiture of $1.35 million. | Legal consequences for violating financial and tax laws. | National | Recent development (2016 sentencing) | Courts, defendant, victims |
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